Corporate Attorney in Shelton, CT

Company Name:
Vice President, Corporate Counsel
Duties: Provide legal and regulatory advice to Prudential Annuities as the distributor of annuities. Work on a wide-range of broker-dealer issues in support of an affiliated broker-dealer that serves as the principal underwriter of Prudential Annuity products. Provide legal support with regard to distribution issues of the Life and Annuity businesses. Provide legal and regulatory advice to Prudential Annuities as issuer of insurance products and in the ongoing administration and management of this business. Address issues relating to customer complaints. Draft and negotiate various agreements including selling related to agreements. Attend meetings with the business and provide analysis and advice. Coordinate with Compliance Department and Risk Management to provide legal analysis and advice in connection with the development of procedures and appropriate risk mitigation measures, the resolution of potential compliance issues and the conduct of regulatory examinations. Keep law department and other personnel apprised of pertinent legal and regulatory developments impacting the annuity business. Provide legal support on regulatory examinations from FINRA. Perform special projects assigned. Provide legal advice as part of a team of Distribution attorneys supporting the Third Party Distribution of Annuity and Life Insurance products.

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